Cannon Reuben's Form 4 filing
Gaucho Group Holdings, Inc. (VINO) · filed Mar 31, 2022
- Accession no.
- 0001493152-22-008239
- Filed
- Mar 31, 2022
- Trade date
- Sep 20, 2018-Mar 28, 2022
- Filing delay
- 1,288 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market purchases total $20.0K. It was filed 1288 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cannon ReubenCIK 0001818958 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 19, 2021 | Common Stock | PPurchaseAcquired | +3,333 | $6.00 | +$19,998 | 3,333 | Direct | |
| Mar 28, 2022 | Common Stock | AGrant or awardAcquired | +5,083 | $2.02 | +$10,267.66 | 8,416 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 19, 2021 | Common Stock | PPurchaseAcquired | +3,333 | $6.00 | +$19,998 | 3,333 | Direct | |
| Sep 20, 2018 | Common Stock | AGrant or awardAcquired | +1,000 | $8.09 | +$8,090 | 1,000 | Direct | |
| Sep 30, 2021 | Common Stock | JOtherDisposed | −1,960 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.