TubeSolar AG's Form 4 filing
Ascent Solar Technologies, Inc. (ASTI) · filed Jan 12, 2022
- Accession no.
- 0001493152-22-001042
- Filed
- Jan 12, 2022, 4:05 PM ET
- Trade date
- Jan 10-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $86.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TubeSolar AGCIK 0001840096 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Common Stock | SSaleDisposed | −14,823,755 | $0.005 | −$74,118.78 | 810,009,000 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −2,509,000 | $0.005 | −$12,545 | 807,500,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.