Okamoto Merrick D's Form 4 filing
MARA Holdings, Inc. (MARA) · filed Dec 30, 2021
- Accession no.
- 0001493152-21-032914
- Filed
- Dec 30, 2021
- Trade date
- Dec 28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.08M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Okamoto Merrick DCIK 0001500893 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2021 | Common Stock | CConversionAcquired | +83,333 | $37.02 | +$3,084,987.66 | 5,569,813 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −83,333 | $37.02 | −$3,084,987.66 | 5,486,480 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2021 | Common | DReturned to the companyDisposed | −83,333 | $37.02 | −$3,084,987.66 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Merrick Okamoto was awarded 83,333 RSUs which immediately vested, and all shares were sold for tax purposes.