Morris Gabriel S's Form 4 filing
Immix Biopharma, Inc. (IMMX) · filed Dec 20, 2021
- Accession no.
- 0001493152-21-032035
- Filed
- Dec 20, 2021, 4:15 PM ET
- Trade date
- Dec 20, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market purchases total $10.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Morris Gabriel SCIK 0001889967 | Director, Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | CConversionAcquired | +74,116 | $0.85 | +$62,998.6 | 74,116 | Direct | |
| Dec 20, 2021 | Common Stock | CConversionAcquired | +123,527 | $0.85 | +$104,997.95 | 123,527 | Indirect | |
| Dec 20, 2021 | Common Stock | CConversionAcquired | +123,176 | $0.85 | +$104,699.6 | 246,703 | Indirect | |
| Dec 20, 2021 | Common Stock | PPurchaseAcquired | +2,000 | $5.00 | +$10,000 | 76,116 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common stock | CConversionDisposed | −74,116 | $0.00 | – | 0 | Direct | |
| Dec 20, 2021 | Common stock | CConversionDisposed | −123,527 | $0.00 | – | 0 | Indirect | |
| Dec 20, 2021 | Common stock | CConversionDisposed | −123,176 | $0.00 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.