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Palmer Ashleigh's Form 4 filing

Provention Bio, Inc. (PRVB) · filed Dec 1, 2021

Accession no.
0001493152-21-030245
Filed
Dec 1, 2021
Trade date
Nov 30, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $25.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Palmer AshleighCIK 0001493714Director, Officer (Director and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 30, 2021Common StockPPurchaseAcquired+3,750$6.66F1+$24,9752,570,050Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.566 to $6.70, inclusive. The reporting person undertakes to provide to Provention Bio, Inc., any security holder of Provention Bio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit 24.1 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)