East Asset Management, LLC's Form 4 filing
Rand Capital Corp (RAND) · filed Dec 1, 2021
- Accession no.
- 0001493152-21-030195
- Filed
- Dec 1, 2021
- Trade date
- Nov 29-30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $47.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| East Asset Management, LLCCIK 0001793591 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | PPurchaseAcquired | +9 | $16.50 | +$148.5 | 1,642,346 | Direct | |
| Nov 30, 2021 | Common Stock | PPurchaseAcquired | +2,805 | $16.75 | +$46,983.75 | 1,645,151 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.