Starkey Mark's Form 4/A amendment
AmendedBoxlight Corp (BOXL) · filed Nov 22, 2021
- Accession no.
- 0001493152-21-029496
- Filed
- Nov 22, 2021
- Trade date
- Mar 25-Jun 2, 2021
- Filing delay
- 242 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 2, 2021
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $26.1K. It was filed 242 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Starkey MarkCIK 0001835147 | Officer (PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2021 | CLASS A COMMON STOCK | CConversionAcquired | +12,500 | $0.00 | $0 | 105,000 | Direct | |
| May 24, 2021 | CLASS A COMMON STOCK | SSaleDisposed | −11,750 | $2.22 | −$26,085 | 93,250 | Direct | |
| Jun 2, 2021 | CLASS A COMMON STOCK | CConversionAcquired | +10,000 | $2.61 | +$26,100 | 103,250 | Direct | |
| Jun 2, 2021 | CLASS A COMMON STOCK | CConversionAcquired | +10,000 | $2.61 | +$26,100 | 113,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2021 | COMMON STOCK | JOtherDisposed | −175,000 | $0.00 | $0 | 175,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On March 25, 2021, 12,500 shares of the Reporting Person's restricted stock units ("RSUs") vested in accordance with their vesting schedule.
- F2
The restricted stock units vest in substantially equal installments quarterly over the course of four (4) years, commencing on December 25, 2020.
- F3
On May 24, 2021, the Reporting Person sold a total of 11,750 shares to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer under its equity incentive plan and does not represent a discretionary trade by the Reporting Person.
- F4
Conversion of RSUs into shares of BOXL Class A Common Stock.
- F5
The shares were purchased on the open market at $2.61 per share.