Gusky Adam Samuel's Form 4 filing
Rand Capital Corp (RAND) · filed Nov 15, 2021
- Accession no.
- 0001493152-21-028824
- Filed
- Nov 15, 2021
- Trade date
- Nov 10-12, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market purchases total $11.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gusky Adam SamuelCIK 0001792912 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +121 | $15.75 | +$1,905.75 | 5,542 | Indirect | |
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +3 | $15.66 | +$46.98 | 5,545 | Indirect | |
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +200 | $15.91 | +$3,182 | 5,745 | Indirect | |
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +100 | $15.94 | +$1,594 | 5,845 | Indirect | |
| Nov 11, 2021 | Common Stock | PPurchaseAcquired | +4 | $15.80 | +$63.2 | 5,849 | Indirect | |
| Nov 11, 2021 | Common Stock | PPurchaseAcquired | +85 | $15.70 | +$1,334.5 | 5,934 | Indirect | |
| Nov 12, 2021 | Common Stock | PPurchaseAcquired | +75 | $16.00 | +$1,200 | 6,009 | Indirect | |
| Nov 12, 2021 | Common Stock | PPurchaseAcquired | +1 | $15.79 | +$15.79 | 6,010 | Indirect | |
| Nov 12, 2021 | Common Stock | PPurchaseAcquired | +113 | $15.80 | +$1,785.4 | 6,123 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.