Smith Michael P.'s Form 4 filing
Ingevity Corp (NGVT) · filed Nov 10, 2021
- Accession no.
- 0001493152-21-027899
- Filed
- Nov 10, 2021
- Trade date
- Nov 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $636.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Michael P.CIK 0001576128 | Officer (EVP, President Perf Chemicals) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +4,257 | $34.18 | +$145,504.26 | 26,766 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +3,621 | $53.11 | +$192,311.31 | 30,387 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −4,257 | $80.81 | −$344,008.17 | 26,130 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −3,621 | $80.81 | −$292,613.01 | 22,509 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −4,257 | $0.00 | $0 | 0 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −3,621 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.