Batstone David Bruce's Form 4 filing
American Battery Technology Co (ABAT) · filed Nov 10, 2021
- Accession no.
- 0001493152-21-027898
- Filed
- Nov 10, 2021, 5:29 PM ET
- Trade date
- Nov 8-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $210.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Batstone David BruceCIK 0001825448 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | SSaleDisposed | −50,000 | $1.32 | −$65,850 | 1,863,166 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −50,000 | $1.54 | −$76,800 | 1,813,166 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −50,000 | $1.35 | −$67,645 | – | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.