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Czirr James C's Form 4 filing

Galectin Therapeutics Inc (GALT) · filed Nov 4, 2021

Accession no.
0001493152-21-027207
Filed
Nov 4, 2021, 11:55 AM ET
Trade date
Nov 1, 2021
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $31.9K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Czirr James CCIK 0001260641Director, 10% Owner
10X Fund, L.P.CIK 000145335610% Owner
10X Capital Management, LLCCIK 000145724710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Common StockSSaleDisposed−10,000$3.19−$31,9006,208,940Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)