Fleming Ronald's Form 4 filing
Lazydays Holdings, Inc. (GORV) · filed Nov 2, 2021
- Accession no.
- 0001493152-21-027033
- Filed
- Nov 2, 2021
- Trade date
- Oct 29-Nov 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.19M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fleming RonaldCIK 0001734719 | Officer (VP and National GM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +17,157 | $11.10 | +$190,442.7 | 40,102 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −17,157 | $21.13F1 | −$362,527.41 | 22,945 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +29,502 | $11.10 | +$327,472.2 | 52,477 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −29,502 | $21.51F2 | −$634,588.02 | 22,945 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +9,074 | $11.10 | +$100,721.4 | 32,019 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −9,074 | $21.11F3 | −$191,552.14 | 22,945 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −17,157 | $0.00 | $0 | 157,853 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −54,698 | $0.00 | $0 | 128,351 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −54,698 | $0.00 | $0 | 119,277 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $21.05 to $21.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $21.15 to $21.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $21.00 to $21.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4
Referenced by the price of 1 transaction in Table I.