Johnson Scott Mitchell's Form 4 filing
PetVivo Holdings, Inc. (PETV) · filed Nov 2, 2021
- Accession no.
- 0001493152-21-027031
- Filed
- Nov 2, 2021
- Trade date
- May 4-Aug 13, 2021
- Filing delay
- 182 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market purchases total $18.0K. Open-market sales total $28.5K. It was filed 182 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson Scott MitchellCIK 0001780313 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2021 | Common Stock | SSaleDisposed | −100 | $8.85 | −$885 | 14,001 | Indirect | |
| May 4, 2021 | Common Stock | SSaleDisposed | −90 | $8.70 | −$783 | 13,911 | Indirect | |
| May 5, 2021 | Common Stock | SSaleDisposed | −2,115 | $7.75 | −$16,391.25 | 11,796 | Indirect | |
| May 10, 2021 | Common Stock | SSaleDisposed | −271 | $8.50 | −$2,303.5 | 11,525 | Indirect | |
| May 10, 2021 | Common Stock | SSaleDisposed | −950 | $8.55 | −$8,122.5 | 10,575 | Indirect | |
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +4,000 | $4.50 | +$18,000 | 14,575 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | PPurchaseAcquired | +4,000 | $4.50 | +$18,000 | 4,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.