Kaplan Jed Philip's Form 4 filing
Simplicity Esports & Gaming Co (WINR) · filed Oct 29, 2021
- Accession no.
- 0001493152-21-026755
- Filed
- Oct 29, 2021
- Trade date
- Oct 27-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $43.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan Jed PhilipCIK 0001771114 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2021 | Common Stock | SSaleDisposed | −2,800 | $8.50 | −$23,800 | 40,200 | Indirect | |
| Oct 28, 2021 | Common Stock | SSaleDisposed | −108 | $9.50 | −$1,026 | 40,092 | Indirect | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −2,200 | $8.50 | −$18,700 | 37,892 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.