Cole Douglas's Form 4 filing
American Battery Technology Co (ABAT) · filed Oct 27, 2021
- Accession no.
- 0001493152-21-026523
- Filed
- Oct 27, 2021
- Trade date
- Oct 21-26, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $528.1K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cole DouglasCIK 0001252103 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common Stock | SSaleDisposed | −100,810 | $1.32 | −$133,069.2 | 18,272,356 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −101,962 | $1.32 | −$134,589.84 | 18,170,394 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −97,228 | $1.32 | −$128,340.96 | 18,073,166 | Direct | |
| Oct 26, 2021 | Common Stock | SSaleDisposed | −107,361 | $1.23 | −$132,054.03 | 17,965,805 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.