DSS, Inc.'s Form 4/A amendment
AmendedSharing Services Global Corp (SHRG) · filed Oct 21, 2021
- Accession no.
- 0001493152-21-026017
- Filed
- Oct 21, 2021, 6:29 PM ET
- Trade date
- Oct 1, 2021
- Filing delay
- 20 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 4, 2021
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $4.50K. It was filed 20 days after the trade.
This amendment restates part of 0001493152-21-024548 (filed Oct 4, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DSS, Inc.CIK 0000771999 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | PPurchaseAcquired | +5,500 | $0.096F2 | +$528 | 91,663,378 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001493152-21-024548 (filed Oct 4, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | PPurchaseAcquired | +40,999 | $0.097F3 | +$3,976.9 | 91,507,081 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.0981 to $0.0773, inclusive. The Reporting Person undertakes to provide to Sharing Services Global Corporation, any security holder of Sharing Services Global Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.0964 to $0.0800, inclusive. The Reporting Person undertakes to provide to Sharing Services Global Corporation, any security holder of Sharing Services Global Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F3
Through the Reporting Person's wholly-owned subsidiary, Decentralized Sharing Systems, Inc., a Nevada corporation ("Decentralized Sharing").