Maclellan Douglas Charles's Form 4 filing
American Battery Technology Co (ABAT) · filed Oct 18, 2021
- Accession no.
- 0001493152-21-025678
- Filed
- Oct 18, 2021
- Trade date
- Oct 14-15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $493.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maclellan Douglas CharlesCIK 0001200827 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Common Stock | SSaleDisposed | −200,000 | $1.41 | −$282,000 | 9,073,166 | Direct | |
| Oct 15, 2021 | Common Stock | SSaleDisposed | −149,978 | $1.41 | −$211,468.98 | 8,923,188 | Direct | |
| Oct 15, 2021 | Common Stock | GGiftDisposed | −700,000 | $0.00 | $0 | 8,223,188 | Direct | |
| Oct 15, 2021 | Common Stock | GGiftDisposed | −300,000 | $0.00 | $0 | 7,923,188 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.