Melsert Ryan Mitchell's Form 4 filing
American Battery Technology Co (ABAT) · filed Oct 12, 2021
- Accession no.
- 0001493152-21-025116
- Filed
- Oct 12, 2021, 6:12 AM ET
- Trade date
- Dec 22, 2019-Oct 6, 2021
- Filing delay
- 660 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. It was filed 660 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Melsert Ryan MitchellCIK 0001823522 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +3,641 | $0.00 | $0 | 12,083,358 | Direct | |
| Sep 30, 2021 | Common Stock | AGrant or awardAcquired | +4,808 | $0.00 | $0 | 12,088,166 | Direct | |
| Oct 6, 2021 | Common Stock | AGrant or awardAcquired | +1,000,000 | $0.00 | $0 | 13,088,166 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2019 | Common Stock | PPurchaseAcquired | +1,000,000 | $0.075 | +$75,000 | 1,000,000 | Direct | |
| Jan 16, 2020 | Common Stock | PPurchaseAcquired | +2,000,000 | $0.075 | +$150,000 | 3,000,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.