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DSS, Inc.'s Form 4 filing

Sharing Services Global Corp (SHRG) · filed Oct 7, 2021

Accession no.
0001493152-21-024905
Filed
Oct 7, 2021, 1:59 PM ET
Trade date
Oct 5-6, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $1.91K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DSS, Inc.CIK 000077199910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 5, 2021Common StockPPurchaseAcquired+10,797$0.092F2+$993.3291,517,878Indirect
Oct 6, 2021Common StockPPurchaseAcquired+10,000$0.092F3+$92091,527,878Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.094 to $0.09, inclusive. The Reporting Person undertakes to provide to Sharing Services Global Corporation, any security holder of Sharing Services Global Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.092 to $0.0863, inclusive. The Reporting Person undertakes to provide to Sharing Services Global Corporation, any security holder of Sharing Services Global Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the range set forth above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)