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McComic Tammy's Form 4 filing

Mexco Energy Corp (MXC) · filed Oct 5, 2021

Accession no.
0001493152-21-024664
Filed
Oct 5, 2021
Trade date
Oct 4-5, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $175.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McComic TammyCIK 0001250057Officer (PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 4, 2021MXC COMMON STOCKMOption exerciseAcquired+7,000$5.98+$41,86068,215Direct
Oct 4, 2021MXC COMMON STOCKMOption exerciseAcquired+4,000$7.00+$28,00068,215Direct
Oct 4, 2021MXC COMMON STOCKSSaleDisposed−1,000$12.20−$12,20067,215Direct
Oct 4, 2021MXC COMMON STOCKSSaleDisposed−1,000$12.25−$12,25066,215Direct
Oct 4, 2021MXC COMMON STOCKSSaleDisposed−500$14.11−$7,05565,715Direct
Oct 4, 2021MXC COMMON STOCKSSaleDisposed−3,500$14.01−$49,03562,215Direct
Oct 4, 2021MXC COMMON STOCKSSaleDisposed−5,000$16.25−$81,25057,215Direct
Oct 5, 2021MXC COMMON STOCKMOption exerciseAcquired+1,000$5.98+$5,98057,215Direct
Oct 5, 2021MXC COMMON STOCKSSaleDisposed−1,000$14.12−$14,12056,215Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 4, 2021COMMON STOCKAGrant or awardAcquired+7,000$5.98+$41,860110,000Direct
Oct 4, 2021COMMON STOCKAGrant or awardAcquired+4,000$7.00+$28,000106,000Direct
Oct 5, 2021COMMON STOCKAGrant or awardAcquired+1,000$5.98+$5,980105,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)