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Banschbach Michael J's Form 4 filing

Mexco Energy Corp (MXC) · filed Sep 29, 2021

Accession no.
0001493152-21-024073
Filed
Sep 29, 2021
Trade date
Sep 27-28, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $43.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Banschbach Michael JCIK 0001615365Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 27, 2021MXC COMMON STOCKMOption exerciseAcquired+2,000$7.00+$14,0004,000Direct
Sep 27, 2021MXC COMMON STOCKSSaleDisposed−2,000$10.50−$21,0002,000Direct
Sep 28, 2021MXC COMMON STOCKMOption exerciseAcquired+2,000$7.00+$14,0002,000Direct
Sep 28, 2021MXC COMMON STOCKSSaleDisposed−2,000$11.27−$22,5400Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 27, 2021COMMON STOCKAGrant or awardAcquired+2,000$7.00+$14,0002,000Direct
Sep 28, 2021COMMON STOCKAGrant or awardAcquired+2,000$7.00+$14,0000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)