Farnsworth Joe's Form 4 filing
Iveda Solutions, Inc. (IVDA) · filed Sep 27, 2021
- Accession no.
- 0001493152-21-023782
- Filed
- Sep 27, 2021, 6:42 AM ET
- Trade date
- Dec 29, 2017-Aug 3, 2021
- Filing delay
- 1,368 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market purchases total $3.81K. It was filed 1368 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farnsworth JoeCIK 0001483615 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2018 | Common Stock | PPurchaseAcquired | +28,900 | $0.04 | +$1,156 | 28,900 | Direct | |
| Jun 4, 2019 | Common Stock | PPurchaseAcquired | +900 | $0.42 | +$378 | 900 | Direct | |
| Dec 14, 2020 | Common Stock | PPurchaseAcquired | +4,110 | $0.31 | +$1,274.1 | 4,110 | Direct | |
| Aug 3, 2021 | Common Stock | PPurchaseAcquired | +1,180 | $0.85 | +$1,003 | 115 | Direct | |
| Apr 14, 2021 | Common Stock | MOption exerciseAcquired | +159,396 | $0.35 | +$55,788.6 | 159,396 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2017 | Common Stock | AGrant or awardAcquired | +50,000 | $0.00 | $0 | 50,000 | Direct | |
| Dec 28, 2018 | Common Stock | AGrant or awardAcquired | +100,000 | $0.00 | $0 | 100,000 | Direct | |
| Dec 20, 2019 | Common Stock | AGrant or awardAcquired | +100,000 | $0.00 | $0 | 100,000 | Direct | |
| Dec 15, 2020 | Common Stock | AGrant or awardAcquired | +200,000 | $0.00 | $0 | 200,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.