HOOY Kok Wai's Form 4 filing
HHG Capital Corp (HHGC) · filed Sep 23, 2021
- Accession no.
- 0001493152-21-023516
- Filed
- Sep 23, 2021
- Trade date
- Sep 23, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $2.55M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| HOOY Kok WaiCIK 0001866775 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Ordinary Shares | PPurchaseAcquired | +255,000 | $10.00 | +$2,550,000 | 1,437,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person acquired 255,000 units, each unit consisting of one ordinary share, one warrant to purchase three-fourths (3/4) of one ordinary share at an exercise price of $11.50 per ordinary share, and one right to receive one-tenth (1/10) of an ordinary share upon the consummation of an initial business combination.
Referenced by the price of 2 transactions in Table II.