Campos Carlos Alberto Rohm's Form 4 filing
AgileThought, Inc. (AGIL) · filed Sep 17, 2021
- Accession no.
- 0001493152-21-022986
- Filed
- Sep 17, 2021
- Trade date
- Sep 2-7, 2021
- Filing delay
- 15 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 derivative transactions. It was filed 15 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Campos Carlos Alberto RohmCIK 0001806401 | Other: Former Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each whole public redeemable warrant entitles the registered holder thereof to purchase one share of the issuer's Class A common stock at a price of $11.50 per share at any time commencing 30 days after the closing of the Merger. The public redeemable warrants expire at 5:00 p.m., New York City time, on the fifth anniversary of the closing of the Merger, or earlier upon redemption or liquidation.
Referenced by the price of 2 transactions in Table II.
Remarks
The reporting person ceased to be a member of the issuer's board of directors on August 23, 2021 in connection with the merger (the "Merger"), on August 23, 2021, of AgileThought, Inc. with and into LIV Capital Acquisition Corp.