Lehmann Dale E's Form 4 filing
Optex Systems Holdings Inc (OPXS) · filed Sep 15, 2021
- Accession no.
- 0001493152-21-022849
- Filed
- Sep 15, 2021
- Trade date
- Sep 9-14, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $8.57K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lehmann Dale ECIK 0001793666 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | PPurchaseAcquired | +4,500 | $1.71 | +$7,695 | 166,058 | Direct | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +500 | $1.75 | +$875 | 166,558 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.