Malhotra R. Rimmy's Form 4 filing
Optex Systems Holdings Inc (OPXS) · filed Sep 8, 2021
- Accession no.
- 0001493152-21-022234
- Filed
- Sep 8, 2021
- Trade date
- Sep 3-8, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $39.7K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malhotra R. RimmyCIK 0001442755 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +4,991 | $1.65 | +$8,235.15 | 123,301 | Direct | |
| Sep 7, 2021 | Common Stock | PPurchaseAcquired | +8,846 | $1.66 | +$14,684.36 | 85,746 | Indirect | |
| Sep 8, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $1.68 | +$16,800 | 95,746 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.