Knock Simon's Form 4 filing
GAN Ltd (GAN) · filed Sep 7, 2021
- Accession no.
- 0001493152-21-022151
- Filed
- Sep 7, 2021
- Trade date
- Sep 7, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.80M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Knock SimonCIK 0001833479 | Officer (EVP, Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Ordinary Shares | MOption exerciseAcquired | +24,934 | $1.54 | +$38,398.36 | 24,934 | Direct | |
| Sep 7, 2021 | Ordinary Shares | MOption exerciseAcquired | +75,000 | $3.66 | +$274,500 | 99,934 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −99,934 | $18.00 | −$1,798,812 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Ordinary Shares | MOption exerciseDisposed | −24,934 | $0.00 | $0 | 0 | Direct | |
| Sep 7, 2021 | Ordinary Shares | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The sales of ordinary shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on June 11, 2021.