Chhay Bradley Lim's Form 4 filing
Rci Hospitality Holdings, Inc. (RICK) · filed Sep 7, 2021
- Accession no.
- 0001493152-21-022119
- Filed
- Sep 7, 2021
- Trade date
- Mar 26-Sep 3, 2021
- Filing delay
- 165 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $25.4K. It was filed 165 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chhay Bradley LimCIK 0001824780 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2021 | Common Stock | LLess common codeAcquired | +0.16 | $63.80 | +$10.21 | 2,150.16 | Direct | |
| Jun 25, 2021 | Common Stock | LLess common codeAcquired | +0.15 | $67.60 | +$10.14 | 2,150.32 | Direct | |
| Sep 3, 2021 | Common Stock | PPurchaseAcquired | +400 | $63.50 | +$25,400 | 2,550.32 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.