Thompson David Michael's Form 4 filing
Dune Oil Corp. (DUNXF) · filed Sep 7, 2021
- Accession no.
- 0001493152-21-022054
- Filed
- Sep 7, 2021, 6:05 AM ET
- Trade date
- Aug 22-29, 2021
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $42.7K. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson David MichaelCIK 0001592212 | Director, Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2021 | Common Stock | SSaleDisposed | −35,000 | $0.20 | −$7,000 | 3,740,000 | Direct | |
| Aug 24, 2021 | Common Stock | SSaleDisposed | −25,000 | $0.192 | −$4,800 | 3,715,000 | Direct | |
| Aug 29, 2021 | Common Stock | SSaleDisposed | −144,000 | $0.2147 | −$30,916.8 | 3,571,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.