Lehmann Dale E's Form 4 filing
Optex Systems Holdings Inc (OPXS) · filed Sep 2, 2021
- Accession no.
- 0001493152-21-021848
- Filed
- Sep 2, 2021
- Trade date
- Aug 20-26, 2021
- Filing delay
- 13 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $34.8K. It was filed 13 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lehmann Dale ECIK 0001793666 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | PPurchaseAcquired | +800 | $1.55 | +$1,240 | 139,300 | Direct | |
| Aug 23, 2021 | Common Stock | PPurchaseAcquired | +9,858 | $1.50 | +$14,787 | 149,158 | Direct | |
| Aug 25, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $1.50 | +$15,000 | 159,158 | Direct | |
| Aug 26, 2021 | Common Stock | PPurchaseAcquired | +2,000 | $1.50 | +$3,000 | 161,158 | Direct | |
| Aug 26, 2021 | Common Stock | PPurchaseAcquired | +400 | $1.48 | +$592 | 161,558 | Direct | |
| Aug 26, 2021 | Common Stock | PPurchaseAcquired | +100 | $1.48 | +$148 | 161,658 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.