Elliott James Mark's Form 4 filing
Boxlight Corp (BOXL) · filed Aug 31, 2021
- Accession no.
- 0001493152-21-021717
- Filed
- Aug 31, 2021
- Trade date
- May 24-Aug 26, 2021
- Filing delay
- 99 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $249.0K. It was filed 99 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott James MarkCIK 0001653963 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2021 | CLASS A COMMON STOCK | AGrant or awardAcquired | +24,476 | $0.00 | $0 | 226,711 | Direct | |
| Aug 26, 2021 | CLASS A COMMON STOCK | MOption exerciseAcquired | +100,000 | $1.15 | +$115,000 | 336,711 | Direct | |
| Aug 26, 2021 | CLASS A COMMON STOCK | SSaleDisposed | −100,000 | $2.49 | −$249,000 | 226,711 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2021 | COMMON STOCK | XIn-the-money exerciseDisposed | −100,000 | $0.00 | $0 | 481,841 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.