BD1 Investment Holding, LLC's Form 4 filing
Ascent Solar Technologies, Inc. (ASTI) · filed Aug 19, 2021
- Accession no.
- 0001493152-21-020737
- Filed
- Aug 19, 2021, 8:14 PM ET
- Trade date
- Aug 16, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 0 non-derivative transactions and 1 derivative transaction. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BD1 Investment Holding, LLCCIK 0001837216 | 10% Owner |
| Kuhn JohannesCIK 0001837227 | 10% Owner |
| Kuhn UteCIK 0001847825 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | SSaleDisposed | −6,000,000,000 | $0.0001 | −$600,000 | 99,000,000,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.