Martin James Rudolph's Form 4 filing
PetVivo Holdings, Inc. (PETV) · filed Aug 13, 2021
- Accession no.
- 0001493152-21-019654
- Filed
- Aug 13, 2021, 2:41 PM ET
- Trade date
- Aug 11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market purchases total $28.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martin James RudolphCIK 0001779818 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | PPurchaseAcquired | +5,000 | $3.48 | +$17,424 | 72,384 | Direct | |
| Aug 11, 2021 | Common Stock | PPurchaseAcquired | +2,500 | $4.49 | +$11,225 | 74,884 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | AGrant or awardDisposed | −3,000 | $0.9698 | −$2,909.4 | 3,000 | Direct | |
| Aug 11, 2021 | Common Stock | AGrant or awardDisposed | −800 | $0.96 | −$768 | 3,800 | Direct | |
| Aug 11, 2021 | Common Stock | AGrant or awardDisposed | −11,000 | $0.9818 | −$10,799.8 | 14,800 | Direct | |
| Aug 11, 2021 | Common Stock | AGrant or awardDisposed | −2,500 | $0.01 | −$25 | 17.3 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.