BD1 Investment Holding, LLC's Form 4 filing
Ascent Solar Technologies, Inc. (ASTI) · filed Aug 4, 2021
- Accession no.
- 0001493152-21-018553
- Filed
- Aug 4, 2021, 3:59 PM ET
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BD1 Investment Holding, LLCCIK 0001837216 | 10% Owner |
| Kuhn JohannesCIK 0001837227 | 10% Owner |
| Kuhn UteCIK 0001847825 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | PPurchaseAcquired | +666,666,672 | $10,000,000.08 | +$6,666,666,773,333,334 | 666,666,672 | Direct | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.