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Hague Richard's Form 4 filing

Polarityte, Inc. (PTE) · filed Jul 20, 2021

Accession no.
0001493152-21-017339
Filed
Jul 20, 2021
Trade date
Jul 16-19, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $8.95K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hague RichardCIK 0001656557Officer (Chf. Oper. Off. & Pres.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 16, 2021Common StockFTax withholdingDisposed−3,660$0.77−$2,818.2801,581Direct
Jul 19, 2021Common StockSSaleDisposed−9,246$0.71−$6,564.66792,335Direct
Jul 19, 2021Common StockSSaleDisposed−3,354$0.71−$2,381.34788,981Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)