Swaringen S Todd's Form 4 filing
Uwharrie Capital Corp (UWHR) · filed Jun 18, 2026
- Accession no.
- 0001491321-26-000002
- Filed
- Jun 18, 2026
- Trade date
- Dec 15, 2025-Jun 17, 2026
- Filing delay
- 185 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $1.68K. It was filed 185 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swaringen S ToddCIK 0001491321 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2026 | Common Stock (Held by Self) | AGrant or awardAcquired | +132 | $11.29F3 | +$1,490.28 | 2,680 | Direct | |
| Dec 15, 2025 | Common Stock (Custodian for Daughter) | PPurchaseAcquired | +80 | $10.50 | +$840 | 80 | Indirect | Duplicate filing |
| Dec 15, 2025 | Common Stock (Custodian for Daughter) | PPurchaseAcquired | +80 | $10.50 | +$840 | 80 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents a weighted average price of the issuer's common stock acquired for this specific payment.
Referenced by the price of 1 transaction in Table I.