Haag Natalie G.'s Form 4/A amendment
AmendedCapitol Federal Financial, Inc. (CFFN) · filed Oct 5, 2021
- Accession no.
- 0001490906-21-000055
- Filed
- Oct 5, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 64 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 9, 2021
This filing lists 2 non-derivative transactions. Open-market purchases total $22.4K. It was filed 64 days after the trade.
This amendment replaces 0001560043-21-000004 (filed Aug 10, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haag Natalie G.CIK 0001560043 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | CFFN commnon stock | PPurchaseAcquired | +996 | $11.12 | +$11,075.52 | 64,871 | Direct | |
| Aug 2, 2021 | CFFN common stock | PPurchaseAcquired | +1,016 | $11.12 | +$11,297.92 | 15,790 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.