Stone Andrew P's Form 4 filing
Redwood Trust Inc (RWT) · filed Dec 20, 2022
- Accession no.
- 0001487805-22-000004
- Filed
- Dec 20, 2022
- Trade date
- Dec 20, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $48.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stone Andrew PCIK 0001487805 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +13,901 | $6.90 | +$95,916.9 | 113,821 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −7,000 | $6.86 | −$48,020 | 106,821 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −13,901 | $0.00 | $0 | 15,456 | Direct | |
| Dec 20, 2022 | Common Stock | FTax withholdingDisposed | −15,456 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.