Intrater James's Form 4/A amendment
AmendedCardio Diagnostics Holdings, Inc. (CDIO) · filed Oct 4, 2023
- Accession no.
- 0001486189-23-000033
- Filed
- Oct 4, 2023, 11:34 AM ET
- Trade date
- Sep 30, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 3, 2023
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 4 days after the trade.
This amendment replaces 0001486189-23-000030 (filed Oct 3, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Intrater JamesCIK 0001950394 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2023 | Common Stock | MOption exerciseAcquired | +36,765 | $0.34 | +$12,500.1 | 57,773 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2023 | Restricted Stock Units | PPurchaseDisposed | – | $0.00 | – | – | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.