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Levy Oded's Form 4 filing

Cardio Diagnostics Holdings, Inc. (CDIO) · filed Oct 3, 2023

Accession no.
0001486189-23-000031
Filed
Oct 3, 2023, 6:01 PM ET
Trade date
Sep 30, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 3 days after the trade.

This filing was later replaced by the amendment 0001486189-23-000034 (Oct 4, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Levy OdedCIK 0001950696Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 30, 2023Common StockMOption exerciseAcquired+36,765$0.34+$12,500.157,773Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 30, 2023Restricted Stock UnitsMOption exerciseAcquired–$0.00F4––Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)