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Philibert Robert's Form 4 filing

Cardio Diagnostics Holdings, Inc. (CDIO) · filed Sep 5, 2023

Accession no.
0001486189-23-000025
Filed
Sep 5, 2023
Trade date
Aug 24-28, 2023
Filing delay
12 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $20.4K. It was filed 12 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Philibert RobertCIK 0001949924Director, Officer (Chief Medical Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 24, 2023Common StockPPurchaseAcquired+16,000$0.60+$9,6001,631,792Indirect
Aug 28, 2023Common StockPPurchaseAcquired+17,900$0.60+$10,7401,649,692Indirect
Aug 28, 2023Common StockPPurchaseAcquired+100$0.57+$571,649,792Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)