Fawcett Mark's Form 4 filing
Nutex Health Inc. (NUTX) · filed Dec 21, 2021
- Accession no.
- 0001486189-21-000014
- Filed
- Dec 21, 2021
- Trade date
- Mar 21, 2019-Jan 28, 2021
- Filing delay
- 1,006 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 1006 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fawcett MarkCIK 0001664134 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2021 | Common Stock | JOtherAcquired | +268,263 | $2.04 | +$547,256.52 | 277,259 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2020 | Common Stock | PPurchaseAcquired | +85,120 | –F2 | – | 85,120 | Direct | |
| Mar 21, 2019 | Common Stock | PPurchaseAcquired | +3,598 | $6.67 | +$23,998.66 | 3,598 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
10,120 shares at $5.56/share exercise date 8/5/2020 expiration date 8/5/2029 45,000 shares at $1.50/share exercise date 1/27/2020 expiration date 1/27/2027 30,000 shares at $1.50/share exercise date 5/11/2020 expiration date 12/31/2024
Referenced by the price of 1 transaction in Table II.