Hosseinion Warren's Form 4 filing
Nutex Health Inc. (NUTX) · filed Dec 21, 2021
- Accession no.
- 0001486189-21-000013
- Filed
- Dec 21, 2021
- Trade date
- Mar 19, 2019-Feb 25, 2021
- Filing delay
- 1,008 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 1008 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hosseinion WarrenCIK 0001438327 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2021 | Common Stock | JOtherAcquired | +894,209 | $2.04 | +$1,824,186.36 | 1,151,563 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2020 | Common Stock | PPurchaseAcquired | +800,000 | –F2 | – | 800,000 | Direct | |
| Mar 19, 2019 | Common Stock | PPurchaseAcquired | +21,590 | $6.67 | +$144,005.3 | 21,590 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
100,000 options at $1.50 exercise date 01/27/2020 expiration date 01/27/2030 100,000 options at $1.50 exercise date 05/11/2020 expiration date 05/11/2027 600,000 options at $1.61 exercise date 01/28/2021 expiration date 01/28/2030
Referenced by the price of 1 transaction in Table II.