Edlund Todd James's Form 4 filing
Entegris Inc (ENTG) · filed Apr 1, 2022
- Accession no.
- 0001485429-22-000012
- Filed
- Apr 1, 2022
- Trade date
- Mar 30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.34M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edlund Todd JamesCIK 0001485429 | Officer (EVP & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2022 | Common Stock | MOption exerciseAcquired | +10,123 | $33.33 | +$337,399.59 | 185,522 | Direct | |
| Mar 30, 2022 | Common Stock | MOption exerciseAcquired | +14,166 | $55.72 | +$789,329.52 | 199,688 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −5,796 | $135.45F2 | −$785,068.2 | 193,892 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −2,314 | $136.51F3 | −$315,884.14 | 191,578 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −9,055 | $137.71F4 | −$1,246,964.05 | 182,523 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −6,179 | $138.51F5 | −$855,853.29 | 176,344 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −945 | $139.30F6 | −$131,638.5 | 175,399 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $135.03 to $135.96, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $136.04 to $137.03, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $137.09 to $138.08, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $138.10 to $139.09, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $139.13 to $139.50, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
Awarded pursuant to the Entegris, Inc. 2010 Stock Plan in consideration of services as an employee.
Referenced by the price of 1 transaction in Table II.
- F10
Awarded pursuant to the Entegris, Inc. 2020 Stock Plan in consideration of services as an employee.
Referenced by the price of 1 transaction in Table II.