Lazar Jack R's Form 4/A amendment
AmendedThredUp Inc. (TDUP) · filed Apr 6, 2023
- Accession no.
- 0001484778-23-000079
- Filed
- Apr 6, 2023
- Trade date
- Mar 9, 2022
- Filing delay
- 393 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 11, 2022
This filing lists 1 non-derivative transaction. It carries over 4 transactions from the original filing that it did not restate. Open-market purchases total $98.8K. It was filed 393 days after the trade.
This amendment restates part of 0001484778-22-000038 (filed Mar 11, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lazar Jack RCIK 0001277624 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Class A Common Stock | PPurchaseAcquired | +13,156 | $7.51F1 | +$98,801.56 | 13,156 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001484778-22-000038 (filed Mar 11, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Class A Common Stock | CConversionAcquired | +25,000 | $0.00F1 | $0 | 44,300 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Class B Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 256,994 | Direct | |
| Mar 9, 2022 | Class A Common Stock | MOption exerciseAcquired | +25,000 | $0.00 | $0 | 25,000 | Direct | |
| Mar 9, 2022 | Class A Common Stock | CConversionDisposed | −25,000 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.45 to $7.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
Holding is being revised to add 13,156 shares of Class A common stock that are held by the Lazar 2012 Living Trust and that due to an administrative error were incorrectly previously reported as directly owned by the Reporting Person. The amount of securities is as of 04/06/2023.
- F3
Holding is being revised to show a decrease of 13,156 shares of Class A common stock that due to an administrative error were incorrectly previously reported as being held directly by the Reporting Person rather than in the Lazar 2012 Living Trust. The amount of securities is as of 04/06/2023.