Reinhart James G.'s Form 4 filing
ThredUp Inc. (TDUP) · filed Oct 27, 2021
- Accession no.
- 0001484778-21-000101
- Filed
- Oct 27, 2021
- Trade date
- Oct 1-25, 2021
- Filing delay
- 26 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $588.6K. It was filed 26 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001484778-21-000134 (Dec 1, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reinhart James G.CIK 0001849447 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Class A Common Stock | CConversionAcquired | +133,333 | $0.00F1 | $0 | 133,333 | Direct | |
| Oct 1, 2021 | Class A Common Stock | GGiftDisposed | −133,333 | $0.00F2 | $0 | 0 | Direct | |
| Oct 1, 2021 | Class A Common Stock | GGiftAcquired | +133,333 | $0.00F2 | $0 | 146,667 | Indirect | |
| Oct 25, 2021 | Class A Common Stock | SSaleDisposed | −18,500 | $22.06F5 | −$408,110 | 128,167 | Indirect | |
| Oct 25, 2021 | Class A Common Stock | SSaleDisposed | −6,500 | $22.73F6 | −$147,745 | 121,667 | Indirect | |
| Oct 25, 2021 | Class A Common Stock | CConversionAcquired | +1,500 | $0.00F1 | $0 | 1,500 | Indirect | |
| Oct 25, 2021 | Class A Common Stock | SSaleDisposed | −1,500 | $21.83F8 | −$32,745 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Class A Common Stock | CConversionDisposed | −133,333 | $0.00 | $0 | 606,117 | Direct | |
| Oct 25, 2021 | Class A Common Stock | CConversionDisposed | −1,500 | $0.00 | $0 | 117,300 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
Referenced by the price of 2 transactions in Table I.
- F2
On October 1, 2021, the Reporting Person transferred 133,333 shares of the Issuer's Class A Common Stock to James Reinhart and Michele Reinhart as Trustees of the Costanoa Family Trust dated July 22 2015 as amended (the "2015 Costanoa Trust"). This was a bona fide gift with no payment in consideration.
Referenced by the price of 2 transactions in Table I.
- F5
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.50 to $22.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.51 to $23.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.57 to $22.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.