Rotem Alon's Form 4 filing
ThredUp Inc. (TDUP) · filed Aug 31, 2021
- Accession no.
- 0001484778-21-000085
- Filed
- Aug 31, 2021
- Trade date
- Aug 27, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $114.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rotem AlonCIK 0001850186 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Class A Common Stock | CConversionAcquired | +6,000 | $0.00F1 | $0 | 26,396 | Direct | |
| Aug 27, 2021 | Class A Common Stock | SSaleDisposed | −6,000 | $19.00 | −$114,000 | 20,396 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Class B Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 127,835 | Direct | |
| Aug 27, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,000 | $0.00 | $0 | 6,000 | Direct | |
| Aug 27, 2021 | Class A Common Stock | CConversionDisposed | −6,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
Referenced by the price of 1 transaction in Table I.