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Nova Daniel J's Form 4 filing

ThredUp Inc. (TDUP) · filed Aug 2, 2021

Accession no.
0001484778-21-000053
Filed
Aug 2, 2021
Trade date
Aug 2, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 14 non-derivative transactions and 7 derivative transactions. Open-market sales total $24.7M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nova Daniel JCIK 0001027730Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 2, 2021Class A Common StockCConversionAcquired+229,293$0.00F1$0229,293Indirect
Aug 2, 2021Class A Common StockCConversionAcquired+55,562$0.00F1$055,562Indirect
Aug 2, 2021Class A Common StockCConversionAcquired+80,916$0.00F1$080,916Indirect
Aug 2, 2021Class A Common StockCConversionAcquired+502,594$0.00F1$0502,594Indirect
Aug 2, 2021Class A Common StockCConversionAcquired+7,793$0.00F1$07,793Indirect
Aug 2, 2021Class A Common StockCConversionAcquired+182,249$0.00F1$0182,249Indirect
Aug 2, 2021Class A Common StockCConversionAcquired+7,185$0.00F1$07,185Indirect
Aug 2, 2021Class A Common StockSSaleDisposed−229,293$23.16−$5,310,425.880Indirect
Aug 2, 2021Class A Common StockSSaleDisposed−55,562$23.16−$1,286,815.920Indirect
Aug 2, 2021Class A Common StockSSaleDisposed−80,916$23.16−$1,874,014.560Indirect
Aug 2, 2021Class A Common StockSSaleDisposed−502,594$23.16−$11,640,077.040Indirect
Aug 2, 2021Class A Common StockSSaleDisposed−7,793$23.16−$180,485.880Indirect
Aug 2, 2021Class A Common StockSSaleDisposed−182,249$23.16−$4,220,886.840Indirect
Aug 2, 2021Class A Common StockSSaleDisposed−7,185$23.16−$166,404.60Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 2, 2021Class A Common StockCConversionDisposed−229,293$0.00$02,063,647Indirect
Aug 2, 2021Class A Common StockCConversionDisposed−55,562$0.00$0500,062Indirect
Aug 2, 2021Class A Common StockCConversionDisposed−80,916$0.00$0728,247Indirect
Aug 2, 2021Class A Common StockCConversionDisposed−502,594$0.00$04,523,340Indirect
Aug 2, 2021Class A Common StockCConversionDisposed−7,793$0.00$070,129Indirect
Aug 2, 2021Class A Common StockCConversionDisposed−182,249$0.00$01,640,248Indirect
Aug 2, 2021Class A Common StockCConversionDisposed−7,185$0.00$064,665Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

Referenced by the price of 7 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)