Nakache Patricia's Form 4 filing
ThredUp Inc. (TDUP) · filed Aug 2, 2021
- Accession no.
- 0001484778-21-000045
- Filed
- Aug 2, 2021, 7:04 PM ET
- Trade date
- Aug 2, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $24.8M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nakache PatriciaCIK 0001597755 | Director, 10% Owner |
| Chopra AjayCIK 0001228023 | 10% Owner |
| Orr Lawrence KCIK 0001231094 | 10% Owner |
| Fenton Noel JCIK 0001290449 | 10% Owner |
| Trinity Ventures X LPCIK 0001456065 | 10% Owner |
| Trinity X Side-By-Side Fund, L.P.CIK 0001459208 | 10% Owner |
| Trinity TVL X, LLCCIK 0001461710 | 10% Owner |
| Trinity X Entrepreneurs' Fund, L.P.CIK 0001461716 | 10% Owner |
| Labatt Nina C.CIK 0001605660 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +1,056,423 | $0.00F1 | $0 | 1,056,423 | Indirect | Duplicate filing |
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +10,459 | $0.00F1 | $0 | 10,459 | Indirect | Duplicate filing |
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +5,838 | $0.00F1 | $0 | 5,838 | Indirect | Duplicate filing |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −1,056,423 | $23.16 | −$24,465,488.97 | 0 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −10,459 | $23.16 | −$242,217.89 | 0 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −5,838 | $23.16 | −$135,201.07 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −1,056,423 | $0.00 | $0 | 9,507,815 | Indirect | Duplicate filing |
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −10,459 | $0.00 | $0 | 94,131 | Indirect | Duplicate filing |
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −5,838 | $0.00 | $0 | 52,545 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.
Referenced by the price of 3 transactions in Table I.