Brottem John L.'s Form 4 filing
Outset Medical, Inc. (OM) · filed May 17, 2023
- Accession no.
- 0001484612-23-000041
- Filed
- May 17, 2023
- Trade date
- May 16-17, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $81.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brottem John L.CIK 0001823381 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Stock | SSaleDisposed | −1,335 | $19.91F1 | −$26,579.85 | 60,262 | Direct | |
| May 17, 2023 | Common Stock | MOption exerciseAcquired | +1,415 | $9.48 | +$13,414.2 | 61,677 | Direct | |
| May 17, 2023 | Common Stock | SSaleDisposed | −1,415 | $20.08 | −$28,413.2 | 60,262 | Direct | |
| May 17, 2023 | Common Stock | SSaleDisposed | −1,317 | $20.08 | −$26,445.36 | 58,945 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2023 | Common Stock | MOption exerciseDisposed | −1,415 | $0.00 | $0 | 18,389 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on May 16, 2023 on behalf of a group of employees of the Issuer to satisfy the payment of withholding tax liability of such employees.
Referenced by the price of 1 transaction in Table I.